NP
NP

Nicklaus Pringle

7 Years of Experience
Okemos, MI
Broker

Nicklaus Pringle is a registered investment advisor at Osaic Wealth, INC., based in Okemos, MI, with 7 years of industry experience. Nicklaus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9246 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.

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Location

2163 University Park Dr, Suite 110, Okemos, MI, 48864

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Osaic Wealth, INC.Broker
January 2025 - Present · 1 yr 8 mos
Osaic Wealth, INC.
January 2025 - Present · 1 yr 8 mos
Previous Registrations
Thrivent Investment Management INC.
June 2023 - December 2023 · 6 mos
Thrivent Investment Management INC.Broker
June 2023 - December 2023 · 6 mos
Royal Alliance Associates, INC.
May 2022 - July 2022 · 2 mos
Royal Alliance Associates, INC.Broker
May 2022 - July 2022 · 2 mos
Securian Financial Services, INC.
February 2017 - May 2022 · 5 yrs 3 mos
Securian Financial Services, INC.Broker
November 2016 - May 2022 · 5 yrs 6 mos
State Registrations1 state
MI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicklaus Pringle - Financial Advisor | TrueAdvisor