Stephen Rossi is a registered investment advisor, based in Naperville, IL, with 9 years of industry experience.
Location
2020 Calamos Court, Naperville, IL, 60563-2787
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Calamos Financial Services LLC
January 2026 - Present · 4 mos
Calamos Wealth Management LLC
January 2026 - Present · 4 mos
Calamos Financial Services LLCBroker
January 2026 - Present · 4 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - January 2026 · 10 mos
Fidelity Personal and Workplace Advisors
August 2019 - March 2025 · 5 yrs 7 mos
Fidelity Brokerage Services LLCBroker
August 2019 - January 2026 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - July 2019 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2016 - July 2019 · 2 yrs 11 mos
State Registrations2 states
CAIL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.