PM
ChFC
PM
ChFC

Peter Mullen

6 Years of Experience
Omaha, NE
Broker

Peter Mullen is a ChFC-designated registered investment advisor at Raymond James & Associates, INC., based in Omaha, NE, with 6 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

13120 Pierce Street, Suite 200, Omaha, NE, 68144

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Peter coaches a freshman basketball team at Creighton Prep, a non-profit organization. This activity takes about 10-20% of his time and is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2024 - Present · 2 yrs
Raymond James & Associates, INC.Broker
July 2024 - Present · 2 yrs
Previous Registrations
Cwm, LLC
October 2019 - July 2024 · 4 yrs 9 mos
State Registrations13 states
AZCACOFLIAILKSNDNENYOHTXWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.