Ellis Jeffay is a CFP-designated registered investment advisor, based in Charlotte, NC, with 9 years of industry experience.
Location
1515 South Tryon Street, Charlotte, NC, 28203
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dimensional Fund Advisors LP
March 2022 - Present · 4 yrs 4 mos
Dfa Securities LLCBroker
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Vanguard Advisers, INC.
October 2019 - November 2021 · 2 yrs 1 mo
Vanguard Marketing CorporationBroker
August 2016 - November 2021 · 5 yrs 3 mos
State Registrations50 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.