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Dylan Nichols

9 Years of Experience
Mount Vernon, IL
BrokerSells Insurance

Dylan Nichols is a registered investment advisor at Cetera Investment Advisers LLC, based in Mount Vernon, IL, with 9 years of industry experience. Dylan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

715 South 42nd St Ste B, Mount Vernon, IL, 62864

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Dylan is a registered representative for Nichols Investment Group, Ltd, and an independent insurance agent, dedicating nearly full-time hours to each. He also owns Dylan W Nichols Properties LLC, used for building purposes, but spends minimal time on it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
April 2017 - June 2021 · 4 yrs 2 mos
Voya Financial Advisors, INC.Broker
December 2016 - June 2021 · 4 yrs 6 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dylan Nichols - Financial Advisor | TrueAdvisor