Monica Head
Monica Head is a registered investment advisor at Cw Securities, LLC, based in Knoxville, TN, with 9 years of industry experience. Monica is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 145 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees for accounts over $1,000,000 are negotiable.
Fee Estimator
Location
8870 Cedar Springs Lane, Suite 208, Knoxville, TN, 37923
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Monica is an insurance agent appointed with various companies. She dedicates minimal time to this activity and is compensated through insurance commissions.
Employment History
Current Registrations
Cw Securities, LLC
Cw Securities, LLCBroker
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Visionary Horizons, LLC
Cw Securities, LLC
Cw Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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