Mohammad Naqvi is a registered investment advisor at Penta Capital Strategies LLC, based in Livingston, NJ, with 9 years of industry experience. Mohammad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4 clients with $44K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Penta Capital Strategies offers investment management services where fees are based on the investment strategy chosen. The fees are a percentage of the assets managed. There are four strategies with different fee ranges:
- Strategy 1 (Conservative): 1% - 3% of assets annually. If there's a negative return and the portfolio underperforms the S&P 500, the fee is 1%.
- Strategy 2 (Moderate): 1.5% - 4.5% of assets annually. If there's a negative return and the portfolio underperforms the S&P 500, the fee is 1%.
- Strategy 3 (Aggressive): 2.0% - 6.5% of assets annually. If there's a negative return and the portfolio underperforms the S&P 500, the fee is 1%.
- Strategy 4 (More Aggressive): Only performance-based fees are charged.
The fees are negotiable and paid quarterly.
Location
Livingston, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Penta Capital Strategies LLC
State Registrations1 state
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