Jose Maldonado
Jose Maldonado is a registered investment advisor at MML Investors Services, LLC, based in Raleigh, NC, with 13 years of industry experience. Jose operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Raleigh, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jose is a founding partner in Golden Arrow Properties LLC, involved in long-term rentals and Airbnb, and owns Maldonado Financial LLC for pass-through compensation, dedicating nearly full-time hours. He is also an insurance broker selling various insurance products and the president of ENFE Business Advisors, LLC, a business coaching and consulting firm, spending about 10-20% of his time on this.