Joseph Appolito
Joseph Appolito is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Honolulu, HI, with 53 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
Honolulu, HI
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Regulatory History (1)
Customer Dispute
September 2022Other Business ActivitiesSells Insurance
Joseph sells fixed insurance products, dedicating minimal time to this activity. He is also a co-owner of Charter Resources, Inc., a private company operating a family trust account, spending minimal time on this endeavor as well.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
United Planners' Financial Services of America a Limited PartnerBroker
United Planners' Financial Services of America a Limited Partner
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Wachovia Securities Financial Network, INC.
Wachovia Securities Financial Network, INC.Broker
London Pacific Securities, INC.Broker
American General Securities IncorporatedBroker
First Affiliated Securities, INC.Broker
Financial Planners Equity CorporationBroker
University Securities CorporationBroker
Ralph S. Wilford Company, INC. (the)Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.