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Frank Simpson
8 Years of Experience
White Plains, MD
2 Disclosures
Frank Simpson is a registered investment advisor at The Simpson Firm LLC, based in White Plains, MD, with 8 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
Minimum Annual Fee:$2,500
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.30% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $4.0M | 0.75% |
| $4.0M - $6.0M | 0.70% |
| $6.0M - $8.0M | 0.65% |
| $8.0M - $10.0M | 0.60% |
| $10.0M - $24.0M | 0.55% |
| $24.0M - $50.0M | 0.50% |
| $50.0M - $100.0M | 0.30% |
| $100M+ | 0.25% |
Percentage fees are negotiable according to the complexity of the portfolio and could be higher or lower than the above fees.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
White Plains, MD
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Regulatory History (2)
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Financial
June 2016Final
Criminal
January 2000Final Disposition
Employment History
Current Registrations
The Simpson Firm LLC
January 2026 - Present · 4 mos
Previous Registrations
The Simpson Firm LLC
February 2019 - December 2025 · 6 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - October 2018 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2016 - October 2018 · 1 yr 11 mos
State Registrations1 state
MD
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.