HK
HK

Hwa Kim

9 Years of Experience
Los Angeles, CA
BrokerSells Insurance

Hwa Kim is a registered investment advisor at Tlg Advisors, INC., based in Los Angeles, CA, with 9 years of industry experience. Hwa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,138 clients with $1.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
311 advisors
Number of Clients
6,138 clients
Average Client Portfolio
$317K average
Assets Under Management
$1.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

TLG Advisors is compensated for services based on the value of your portfolio. Advisory fees generally range from 0.80% to 1.75% per year. There may be additional transaction, custody, money manager, or platform fees charged by outside managers and custodians. Fees may be negotiable, and accounts may be aggregated by household to discount fees.

Fees for Starlight Portfolios range from 0.55% to 1.15% to TLG Advisors, plus 0.10% to Advisor Engine, the technology platform provider.

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Location

3333 Wilshire Blvd, Suite 800, Los Angeles, CA, 90010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Hwa is the Executive Vice President of Sales at EMP Financial Network, dedicating full-time hours to investment-related and insurance business. Hwa is also an independent insurance agent selling life insurance (about 10-20% of their time) and an independent Medicare sales agent (minimal time). Finally, Hwa is an IAR Rep at TLG Advisors Inc.

Employment History
Current Registrations
The Leaders Group, INC.
June 2024 - Present · 1 yr 11 mos
Tlg Advisors, INC.
June 2024 - Present · 1 yr 11 mos
The Leaders Group, INC.Broker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Ameritas Advisory Services, LLC
April 2022 - June 2024 · 2 yrs 2 mos
Ameritas Investment Company, LLCBroker
April 2022 - June 2024 · 2 yrs 2 mos
Prudential Financial Planning Services
December 2020 - December 2021 · 1 yr
Pruco Securities, LLC.Broker
October 2016 - December 2021 · 5 yrs 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Hwa Kim - Financial Advisor | TrueAdvisor