James Fonseca is a registered investment advisor at LPL Financial LLC, based in Somerset, MA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
255 County Street, Somerset, MA, 02726
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Regulatory History (1)
Criminal
March 1999Other Business Activities
James works as a sports official/referee, dedicating a significant amount of time to this role. He also operates Fonseca Financial Services, Inc. as a DBA for his LPL business, essentially a full-time commitment. Additionally, James coaches for Vipers FC / Dartmouth Youth Soccer Association, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations26 states
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