HE
CFP
HE
CFP

Haley Lynn Ellis

7 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net WorthRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
1,394 clients
Average Client Portfolio
$338K average
Assets Under Management
$470.9M

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
Loading...

Location

265 Racine Drive, Wilmington, NC, 28403

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Haley is a Community Awareness Coordinator for the Financial Planning Association NexGen and an employee of Dental 401(k) and Allegiance Financial Group Advisory Services. At Allegiance Financial Group Advisory Services, Haley works as a Financial Planner & Integrator full-time.

Employment History
Current Registrations
The Strategic Financial Alliance, INC.Broker
November 2022 - Present · 3 yrs 3 mos
Allegiance Financial Group
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
Newedge Advisors
October 2022 - October 2022 · 0 mos
Newedge Securities, INC.Broker
October 2022 - October 2022 · 0 mos
Allegiance Financial Group
September 2021 - September 2022 · 1 yr
Acorn Financial Advisory Services, INC.
January 2019 - October 2021 · 2 yrs 9 mos
The Strategic Financial Alliance
November 2018 - December 2018 · 1 mo
The Strategic Financial Alliance, INC.Broker
August 2018 - September 2022 · 4 yrs 1 mo
State Registrations2 states
NCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Haley Lynn Ellis - Financial Advisor | TrueAdvisor