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HE
CFP
HE
CFP

Haley Ellis

The Strategic Financial Alliance
7 Years of Experience
Wilmington, NC
Broker
View SEC Summary
View SEC Summary

Haley Ellis is a CFP-designated registered investment advisor at The Strategic Financial Alliance, based in Wilmington, NC, with 7 years of industry experience. Haley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 1,463 clients with $380M in assets under management.

The Strategic Financial Alliance
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
115 advisors
Number of Clients
1,463 clients
Average Client Portfolio
$261K average
Assets Under Management
$382.0M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are negotiated between you and your advisor, subject to program maximums up to 2% annually. Third-party asset manager fees generally range from 0.10% to 2.50% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1721 Allens Lane, Suite 103, Wilmington, NC, 28403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Haley is a Community Awareness Coordinator for the Financial Planning Association NexGen and an employee of Dental 401(k) and Allegiance Financial Group Advisory Services. At Allegiance Financial Group Advisory Services, Haley works as a Financial Planner & Integrator full-time.

Employment History
Current Registrations
The Strategic Financial Alliance, INC.Broker
November 2022 - Present · 3 yrs 11 mos
Allegiance Financial Group
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Newedge Advisors
October 2022 - October 2022 · 0 mos
Newedge Securities, INC.Broker
October 2022 - October 2022 · 0 mos
Allegiance Financial Group
September 2021 - September 2022 · 1 yr
Acorn Financial Advisory Services, INC.
January 2019 - October 2021 · 2 yrs 9 mos
The Strategic Financial Alliance
November 2018 - December 2018 · 1 mo
The Strategic Financial Alliance, INC.Broker
August 2018 - September 2022 · 4 yrs 1 mo
State Registrations2 states
NCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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