Catherine Arnold is a registered investment advisor, based in Old Saybrook, CT, with 9 years of industry experience. Catherine is also registered as a broker, so some compensation may come from commissions on products sold.
Location
205 Old Boston Post Rd, Old Saybrook, CT, 06475
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
September 2026 - Present · 1 mo
Ameriprise Financial Services, LLC
September 2026 - Present · 1 mo
Ameriprise Financial Services, LLC
September 2026 - Present · 1 mo
Previous Registrations
Franklin Distributors, LLCBroker
July 2024 - August 2026 · 2 yrs 1 mo
Putnam Investment Management, LLC
January 2017 - August 2026 · 9 yrs 7 mos
Putnam Retail Management Limited PartnershipBroker
November 2016 - July 2024 · 7 yrs 8 mos
State Registrations28 states
AZCACTDCDEFLGAHIINLAMAMDMEMIMNNHNJNVNYOHORPARISCTXUTVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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