AA
AA

Andrew Peale Allen

8 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
108 advisors
Number of Clients
1,638 clients
Average Client Portfolio
$972K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M0.01%
$1M+0.01%

Fees are negotiable in certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$500
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Location

400 Park Avenue,, 2nd Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a member of Sugar Tree Farm, LLC, a real estate holding entity, and a member of the Peale Foundation, Inc, a charitable organization. He is also a director of the Adam J. Lewis Academy, a K-8 non-profit school; each of these activities requires minimal time annually.

Employment History
Current Registrations
City National Securities, INC.Broker
December 2024 - Present · 1 yr 2 mos
City National Securities, INC.
December 2024 - Present · 1 yr 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2017 - December 2024 · 7 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2016 - December 2024 · 8 yrs
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.