Thomas Chandler is a registered investment advisor at Cetera Investment Advisers LLC, based in Oxford, MS, with 9 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
158 Court House Square, Oxford, MS, 38655
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Thomas is a notary public, notarizing documents for non-investment clients. He dedicates minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Mwa Financial Services INC.Broker
State Registrations6 states
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