NM
CFP
NM
CFP

Nicholas Mercer

8 Years of Experience
Minneapolis, MN
Sells Insurance

Nicholas Mercer is a CFP-designated registered investment advisor at Thrivent Advisor Network, LLC, based in Minneapolis, MN, with 8 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,821 clients with $6.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
10,821 clients
Average Client Portfolio
$614K average
Assets Under Management
$6.6B

Fee Structure

Investment management only (planning not offered)

Thrivent Advisor Network charges an investment management fee that will not exceed 2% of your portfolio each year. The exact fee depends on the services offered, the complexity of those services, and the amount of your portfolio. The fee is negotiable. Clients may pay more in the TAN Wrap Fee Program.

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Location

600 Portland Avenue South, Minneapolis, MN, 55415

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is a board member of the Mid Columbia Tennis Association, a non-profit organization, dedicating minimal time. He also spends about 10-20% of his time on insurance sales.

Employment History
Current Registrations
Thrivent Advisor Network, LLC
February 2020 - Present · 6 yrs 3 mos
Previous Registrations
Thrivent Investment Management INC.
October 2017 - February 2020 · 2 yrs 4 mos
Thrivent Investment Management INC.Broker
September 2017 - February 2020 · 2 yrs 5 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicholas Mercer - Financial Advisor | TrueAdvisor