Elias Santos is a registered investment advisor, based in San Diego, CA, with 9 years of industry experience.
Location
San Diego, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.Broker
July 2022 - Present · 4 yrs
Empower Advisory Group, LLC
July 2022 - Present · 4 yrs
Empower Financial Services, INC.
July 2022 - Present · 4 yrs
Previous Registrations
UBS Financial Services INC.
April 2022 - July 2022 · 3 mos
UBS Financial Services INC.Broker
April 2022 - July 2022 · 3 mos
J.P. Morgan Securities LLCBroker
July 2019 - April 2022 · 2 yrs 9 mos
J.P. Morgan Securities LLC
July 2019 - April 2022 · 2 yrs 9 mos
First Command Advisory Services
July 2017 - April 2019 · 1 yr 9 mos
First Command Financial Planning, INC.Broker
May 2017 - April 2019 · 1 yr 11 mos
TD Ameritrade, INC.Broker
December 2016 - June 2017 · 6 mos
State Registrations45 states
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Exams
No exam information available for this advisor.