Shawn Murff
Shawn Murff is a registered investment advisor at Prospera Financial Services, INC., based in Wentzville, MO, with 9 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
Wentzville, MO
Get directionsHistory
Regulatory History (2)
Regulatory
September 2022Employment Separation After Allegations
January 2022Other Business ActivitiesSells Insurance
Shawn works as an independent contractor for The Silver McDonough Company DBA Global Green Insurance, soliciting and writing new property and casualty insurance. This takes a few hours per week.
Employment History
Current Registrations
Prospera Financial Services, INC.Broker
Prospera Financial Services, INC.
Previous Registrations
Cutter & Company, INC.
Cutter & Company, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.