Shawn Murff
Shawn Murff is a registered investment advisor at Prospera Financial Services, INC., based in Wentzville, MO, with 9 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.15% |
Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.
Fee Estimator
Location
Wentzville, MO
Get directionsHistory
Regulatory History (2)
Regulatory
September 2022Employment Separation After Allegations
January 2022Other Business ActivitiesSells Insurance
Shawn works as an independent contractor for The Silver McDonough Company DBA Global Green Insurance, soliciting and writing new property and casualty insurance. This takes a few hours per week.
Employment History
Current Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Previous Registrations
Cutter & Company, INC.
Cutter & Company, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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