DB
DB
Daniel Bagot
7 Years of Experience
Clayton, MO
1 DisclosureBroker
Daniel Bagot is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Clayton, MO, with 7 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2131 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
101 S Hanley Rd Ste 1900, Clayton, MO, 63105
Get directionsHistory
Regulatory History (1)
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Criminal
November 2021Final Disposition
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
April 2026 - Present · 6 mos
Northwestern Mutual Investment Services,llc
April 2026 - Present · 6 mos
Previous Registrations
LPL Financial LLC
March 2025 - December 2025 · 9 mos
LPL Financial LLCBroker
May 2021 - December 2025 · 4 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2017 - January 2020 · 2 yrs 2 mos
Scottrade, INC.Broker
May 2017 - October 2017 · 5 mos
State Registrations1 state
MO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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