James Lepore
James Lepore is a registered investment advisor at LPL Financial LLC, based in Wooster, OH, with 9 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
201 E Liberty St, Ste 100B, Wooster, OH, 44691
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2024Other Business ActivitiesSells Insurance
James operates Cascade Financial as a DBA for his LPL business since January 2024. He also sells non-variable insurance products since April 2024, dedicating about a quarter of his time to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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