James Lepore
James Lepore is a registered investment advisor at LPL Financial LLC, based in Wooster, OH, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
201 E Liberty St, Ste 100B, Wooster, OH, 44691
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Regulatory History (1)
Employment Separation After Allegations
January 2024Other Business ActivitiesSells Insurance
James operates Cascade Financial as a DBA for his LPL business since January 2024. He also sells non-variable insurance products since April 2024, dedicating about a quarter of his time to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.