SF
SF

Samuel Fowler

8 Years of Experience
New York, NY
Broker

Samuel Fowler is a registered investment advisor at Bny Mellon Securities Corporation, based in New York, NY, with 8 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,823 clients with $7.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
66 advisors
Number of Clients
3,823 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$7.1B

Fee Structure

BNY Mellon Securities Corporation (BNYSC) does not directly charge fees to individual clients. Instead, BNYSC receives a portion of the wrap fee that the client pays to the Program Sponsor. This portion typically ranges from 0.00% to 0.50% annually, depending on the Program Sponsor, the type of account, the level of support provided by BNYSC, and the size of the client’s assets in the specific investment strategy.

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Location

240 Greenwich Street, New York, NY, 10286

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Bny Mellon Securities Corporation
October 2017 - Present · 8 yrs 11 mos
Bny Mellon Securities CorporationBroker
October 2017 - Present · 8 yrs 11 mos
Bny Mellon Securities Corporation
October 2017 - Present · 8 yrs 11 mos
Previous Registrations
Charles Schwab & CO., INC.
April 2017 - October 2017 · 6 mos
Charles Schwab & CO., INC.Broker
April 2017 - October 2017 · 6 mos
State Registrations52 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Samuel Fowler - Financial Advisor | TrueAdvisor