Melinda Cao is a CFP-designated registered investment advisor, based in San Francisco, CA, with 7 years of industry experience.
Location
234 1st Street, San Francisco, CA, 94105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sofi Securities LLC
April 2020 - Present · 6 yrs 5 mos
Sofi Wealth LLC
April 2020 - Present · 6 yrs 5 mos
Sofi Securities LLCBroker
April 2020 - Present · 6 yrs 5 mos
Previous Registrations
AXA Advisors, LLCBroker
October 2019 - April 2020 · 6 mos
Charles Schwab & CO., INC.Broker
July 2018 - September 2019 · 1 yr 2 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.