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Futoshi Hoshino

8 Years of Experience
Torrance, CA
Broker

Futoshi Hoshino is a registered investment advisor at Independent Financial Group, LLC, based in Torrance, CA, with 8 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

18411 Crenshaw Blvd., Ste. 280, Torrance, CA, 90504

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Futoshi is a Registered Representative and IAR at Midtown Wealth Advisors LLC, a DBA used for marketing securities and advisory business, dedicating about 10-20% of his time. He is also the President and Owner of B-Global Agency, an athlete representation and management company, spending nearly full-time on this non-investment related activity.

Employment History
Current Registrations
Independent Financial Group, LLCBroker
April 2018 - Present · 8 yrs 1 mo
Independent Financial Group, LLC
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Centaurus Financial, INC.
June 2017 - May 2018 · 11 mos
Centaurus Financial, INC.Broker
May 2017 - May 2018 · 1 yr
State Registrations5 states
AZCAFLTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.