James Bassett is a registered investment advisor, based in San Ramon, CA, with 9 years of industry experience.
Location
2333 San Ramon Valley Blvd., Suite 225, San Ramon, CA, 94583
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Regulatory History (3)
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Regulatory
September 2017Final
Criminal
March 2002Final Disposition
Criminal
January 2002Final Disposition
Other Business Activities
James is the owner of Diamond Oak Wealth Partners and the CEO of JRB Financial, LLC, both support companies. He is also an associate/employee of Silver Tree Collective, which serves as an umbrella for various companies.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
September 2022 - Present · 4 yrs
Raymond James Financial Services Advisors, INC
September 2022 - Present · 4 yrs
Previous Registrations
Edward Jones
February 2017 - September 2022 · 5 yrs 7 mos
Edward JonesBroker
February 2017 - September 2022 · 5 yrs 7 mos
State Registrations9 states
AKAZCAFLIDNVTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.