AL
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Andrew Lofton
9 Years of Experience
Franklin, TN
1 DisclosureBroker
Andrew Lofton is a registered investment advisor at Cetera Investment Advisers LLC, based in Franklin, TN, with 9 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1206 Murfreesboro Rd, Franklin, TN, 37064
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Regulatory History (1)
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Customer Dispute
September 2023Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2022 - Present · 4 yrs 3 mos
Cetera Investment Services LLCBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2017 - February 2022 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2016 - February 2022 · 5 yrs 2 mos
State Registrations11 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.