KS
KS
Kenneth Smith
6 Years of Experience
Franklin, TN
1 DisclosureBrokerSells Insurance
Kenneth Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Franklin, TN, with 6 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
6700 Carothers Pkwy, Franklin, TN, 37067
Get directionsHistory
Regulatory History (1)
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Criminal
June 2002Final Disposition
Other Business ActivitiesSells Insurance
Kenneth works as a wealth advisor at Regions Bank, dealing with high net worth clients and various financial products. These products include loans, trusts, mortgages, insurance, and estate planning.
Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2020 - Present · 6 yrs 3 mos
Cetera Investment Services LLCBroker
March 2020 - Present · 6 yrs 7 mos
State Registrations1 state
TN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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