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Alexander Johnson

5 Years of Experience
Hopkins, MN
1 DisclosureBroker

Alexander Johnson is a registered investment advisor at LPL Enterprise, LLC, based in Hopkins, MN, with 5 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3039 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).

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Location

Hopkins, MN

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History

Regulatory History (1)
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Regulatory
July 2018
Final
Employment History
Current Registrations
LPL Enterprise, LLC
November 2024 - Present · 1 yr 10 mos
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 10 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 10 mos
Previous Registrations
Prudential Financial Planning Services
November 2023 - November 2024 · 1 yr
Pruco Securities, LLC.Broker
September 2023 - November 2024 · 1 yr 2 mos
Thrivent Investment Management INC.
September 2017 - May 2020 · 2 yrs 8 mos
Thrivent Investment Management INC.Broker
September 2017 - May 2020 · 2 yrs 8 mos
Edward Jones
March 2017 - July 2017 · 4 mos
Edward JonesBroker
January 2017 - July 2017 · 6 mos
State Registrations3 states
CAMNSD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.