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Caitlyn Karl

9 Years of Experience
Broker

Caitlyn Karl is a registered investment advisor, based in Elmhurst, IL, with 9 years of industry experience.

Location

940 N. Industrial Dr., Elmhurst, IL, 60126-1131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Lasalle St Securities, L.L.C.Broker
October 2021 - Present · 4 yrs 6 mos
Lasalle St. Investment Advisors, L.L.C.
October 2021 - Present · 4 yrs 6 mos
Lasalle St Securities, L.L.C.
October 2021 - Present · 4 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2017 - October 2021 · 4 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2017 - October 2021 · 4 yrs 8 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.