Colleen Abate is a CFP-designated registered investment advisor at LPL Financial LLC, based in Louisville, KY, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
421 Benjamin Lane, Suite 101, Louisville, KY, 40222
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Colleen operates two DBAs, Somnio Financial and Somnio Wealth, for her LPL business, dedicating full-time hours to each. She also provides community living support through Seven Counties, a non-investment related activity that takes about half her time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Argi Investment Services, LLC
State Registrations7 states
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