Raquel Higgins is a registered investment advisor, based in Riverview, FL, with 9 years of industry experience.
Location
Riverview, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ameritas Investment Company, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Ameritas Advisory Services, LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Charles Schwab & CO., INC.
January 2022 - July 2023 · 1 yr 6 mos
Charles Schwab & CO., INC.Broker
January 2022 - July 2023 · 1 yr 6 mos
TD Ameritrade Investment Management, LLC
March 2021 - July 2023 · 2 yrs 4 mos
TD Ameritrade, INC.
March 2021 - October 2022 · 1 yr 7 mos
TD Ameritrade, INC.Broker
February 2017 - July 2023 · 6 yrs 5 mos
State Registrations2 states
FLNE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.