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Brett Liebau

7 Years of Experience
Milwaukee, WI
Broker

Brett Liebau is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 7 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brett works as a delivery driver for Door Dash. This non-financial services business takes a few hours per week, with minimal time spent during securities trading hours.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLC
March 2019 - Present · 7 yrs 2 mos
Northwestern Mutual Investment Services,llc
March 2019 - Present · 7 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Harbour Investments, INC.
September 2018 - February 2019 · 5 mos
Harbour Investments, INC.Broker
June 2018 - February 2019 · 8 mos
State Registrations21 states
AZCADCHIIAMNMOMTNCNDNMNVNYORRISDUTVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brett Liebau - Financial Advisor | TrueAdvisor