Ernest Schultz
Ernest Schultz is a registered investment advisor at Gwn Securities INC., based in Oceanside, NY, with 7 years of industry experience. Ernest is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.
Fee Estimator
Location
Oceanside, NY
Get directionsHistory
Regulatory History (2)
Judgment / Lien
November 2010Judgment / Lien
November 2010Other Business ActivitiesSells Insurance
Ernest is a producer/owner at Clarkson Media, a video production company, since 1994, dedicating a few hours per week. He is also a registered representative at Harbor Financial, Inc. and an IAR at Latitude Advisors, LLC, spending nearly full-time hours at each.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
Latitude Advisors, LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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