John O'bannon
John O'bannon is a registered investment advisor at Osaic Wealth, INC., based in West Des Moines, IA, with 9 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3737 Woodland Avenue, Suite 500, West Des Moines, IA, 50266
Get directionsHistory
Regulatory History (2)
Regulatory
March 2021Employment Separation After Allegations
September 2020Other Business ActivitiesSells Insurance
John operates Diversified Financial Group as a DBA for his securities, insurance, and advisory business, dedicating full-time hours to it. He also works as an insurance agent under the same DBA, spending a few hours per week, and serves as a soccer referee and board president for a soccer club.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities CorporationBroker
Fsc Securities Corporation
Edward Jones
Edward JonesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.