Matthew Watters
Matthew Watters is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in West Des Moines, IA, with 29 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3580 Ep True Parkway, West Des Moines, IA, 50265
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is a FINRA arbitrator, an Investment Board Member for IPERS, and a financial planner/CCO for Midwest Heritage Financial Advisors. He also engages in insurance sales and service, and owns a storage condo for personal boat storage; these activities take up about half of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Midwest Heritage Financial Advisors
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
Invest Financial Corporation
Invest Financial CorporationBroker
Financial Network Investment CorporationBroker
Essex National Securities, INC.Broker
Financial Network Investment CorporationBroker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.