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CFP
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CFP

Nicole Kianka

Rockefeller Capital Management
4 Years of Experience
Berwyn, PA
Broker
View SEC Summary
View SEC Summary

Nicole Kianka is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Berwyn, PA, with 4 years of industry experience. Nicole is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.

Rockefeller Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1037 advisors
Number of Clients
50,292 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$99.6B

Fee Structure

Planning is included in investment management (also available separately)
Minimum Annual Fee:$5,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Berwyn, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole maintains a PA law license since 2015 and works as a bartender since 2011, dedicating about 10% of her time to bartending. Neither activity is investment-related.

Employment History
Current Registrations
Rockefeller Capital Management
July 2023 - Present · 3 yrs 3 mos
Rockefeller Financial LLC
July 2023 - Present · 3 yrs 3 mos
Rockefeller Financial LLCBroker
July 2023 - Present · 3 yrs 3 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2023 - July 2023 · 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2022 - July 2023 · 1 yr 6 mos
Wells Fargo Clearing Services, LLC
November 2021 - July 2023 · 1 yr 8 mos
State Registrations23 states
ALCACOCTDEFLGAILKYLAMAMIMONJNYOHPAPRSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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