Malik Mallory is a registered investment advisor at LPL Financial LLC, based in Ontario, CA, with 9 years of industry experience. Malik is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
800 N Haven Ave Ste 350, Ontario, CA, 91764
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2022Other Business Activities
Malik operates his LPL business under the DBA Mallory Wealth Management. He also serves as a board member for the non-profit Hope through Housing Foundation, dedicating minimal time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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