Malik Mallory is a registered investment advisor at LPL Financial LLC, based in Ontario, CA, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
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Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
800 N Haven Ave Ste 350, Ontario, CA, 91764-4973
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Regulatory History (1)
Customer Dispute
April 2022Other Business Activities
Malik operates his LPL business under the DBA Mallory Wealth Management. He also serves as a board member for the non-profit Hope through Housing Foundation, dedicating minimal time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward Jones
Edward JonesBroker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.