Cole Carter is a registered investment advisor at Thrivent Asset Management, LLC, based in Minneapolis, MN, with 5 years of industry experience. Cole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 31 clients with $47B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$46.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

901 Marquette Avenue, Suite 2500, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cole is a board member for Gopher State Roundup, an annual recovery event in Minnesota, dedicating minimal time. Cole and his wife also rent out a condo in St. Paul, MN, which also requires minimal time.

Employment History
Current Registrations
Thrivent Asset Management, LLC
April 2021 - Present · 5 yrs
Thrivent Distributors, LLC
January 2021 - Present · 5 yrs 3 mos
Thrivent Distributors, LLCBroker
January 2021 - Present · 5 yrs 3 mos
State Registrations50 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.