FG
FG

Fabiano Gomes

8 Years of Experience
Santa Rosa, CA
Broker

Fabiano Gomes is a registered investment advisor at Morgan Stanley, based in Santa Rosa, CA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3562 Round Barn Circle, 1st Floor, Santa Rosa, CA, 95403

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
January 2020 - Present · 6 yrs 4 mos
Morgan StanleyBroker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
September 2017 - February 2019 · 1 yr 5 mos
State Registrations39 states
AKARAZCACOCTFLGAHIIDILINLAMAMDMEMIMNMTNCNENJNMNVNYOHOKORPARISCTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.