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Mark Morgan

PNC Wealth Management
8 Years of Experience
St. Louis, MO
1 DisclosureBroker
View SEC Summary
View SEC Summary

Mark Morgan is a registered investment advisor at PNC Wealth Management, based in St. Louis, MO, with 8 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4111 Telegraph Rd, St. Louis, MO, 63129

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mark works part-time at Amazon and owns Supplied Demand LLC. Neither activity is investment-related and requires minimal time.

Employment History
Current Registrations
PNC Wealth Management
January 2022 - Present · 4 yrs 9 mos
PNC Wealth Management LLCBroker
January 2022 - Present · 4 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2020 - January 2022 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2020 - January 2022 · 1 yr 7 mos
Wells Fargo Clearing Services, LLC
December 2017 - November 2019 · 1 yr 11 mos
Wells Fargo Clearing Services, LLCBroker
October 2017 - November 2019 · 2 yrs 1 mo
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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