Nicklaus Serafini
Nicklaus Serafini is a registered investment advisor at Wells Fargo Advisors, based in Bloomfield Hills, MI, with 8 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
40950 Woodward Ave. Ste 200, [Satellite], Bloomfield Hills, MI, 48304
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Comerica SecuritiesBroker
Comerica Securities
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
PNC InvestmentsBroker
PNC Investments
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Raymond James & Associates, INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.