Michael Wuest is a registered investment advisor at Providence Capital, based in Rogers, AR, with 9 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 90 clients with $41M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.25% |
| $250K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.80% |
| $5M+ | 0.60% |
Portfolio management fees are generally negotiable and may include financial planning services.
Fee Estimator
Location
5310 W Village Pkway, #4, Rogers, AR, 72758
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is a registered representative for BA Securities, LLC and an investment advisor representative for Providence Capital, LLC since June 2024, spending the majority of his time on these roles. He also serves as Vice President at WealthTech Strategy Partners and Venture Partner at First Rate Ventures, dedicating minimal time to each.
Employment History
Current Registrations
Providence Capital
Ba Securities, LLC
Ba Securities, LLCBroker
Previous Registrations
49 Financial
Thrivent Advisor Network, LLC
Pks Advisory Services, LLC
Purshe Kaplan Sterling InvestmentsBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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