TR
CFP
TR
CFP

Tyrone Rivers

8 Years of Experience
Indianapolis, IN
Broker

Tyrone Rivers is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Indianapolis, IN, with 8 years of industry experience. Tyrone operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.

Compensation
N/A
Firm Size
1462 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$500K
Planning is included in investment management

SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.

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Location

8332 Woodfield Crossing Blvd, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Schwab Wealth Advisory, INC.
June 2021 - Present · 4 yrs 11 mos
Charles Schwab & CO., INC.Broker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
October 2019 - May 2021 · 1 yr 7 mos
Fidelity Brokerage Services LLCBroker
September 2019 - April 2021 · 1 yr 7 mos
VALIC Financial Advisors, INC.
May 2019 - September 2019 · 4 mos
VALIC Financial Advisors, INC.Broker
April 2019 - September 2019 · 5 mos
TD Ameritrade Investment Management, LLC
September 2018 - April 2019 · 7 mos
TD Ameritrade, INC.
August 2018 - April 2019 · 8 mos
TD Ameritrade, INC.Broker
August 2018 - April 2019 · 8 mos
Charles Schwab & CO., INC.
December 2017 - August 2018 · 8 mos
Charles Schwab & CO., INC.Broker
May 2017 - August 2018 · 1 yr 3 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.