ZL
CFP
ZL
CFP
Zhuying Li
8 Years of Experience
Miami, FL
1 DisclosureBroker
Zhuying Li is a CFP-designated registered investment advisor at J.P. Morgan Securities LLC, based in Miami, FL, with 8 years of industry experience. Zhuying is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
150 SE 2nd Ave, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
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Criminal
September 2021Final Disposition
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2020 - Present · 6 yrs
J.P. Morgan Securities LLCBroker
October 2020 - Present · 6 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2019 - September 2020 · 1 yr
Wells Fargo Clearing Services, LLCBroker
September 2019 - September 2020 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2018 - July 2019 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2017 - July 2019 · 1 yr 8 mos
State Registrations26 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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