Chance Williams is a registered investment advisor, based in Waxhaw, NC, with 8 years of industry experience.
Location
Waxhaw, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Chance is a varsity basketball coach for Union County Public Schools, dedicating a few hours per week to coaching and mentoring. This activity is not investment-related.
Employment History
Current Registrations
Truist Investment Services, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Truist Advisory Services, INC.
September 2023 - Present · 2 yrs 8 mos
Truist Investment Services, INC.
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
First Citizens Investor Services, INC.
February 2022 - July 2023 · 1 yr 5 mos
First Citizens Investor Services, INC.Broker
February 2022 - July 2023 · 1 yr 5 mos
Truist Investment Services, INC.Broker
February 2021 - January 2022 · 11 mos
Truist Advisory Services, INC.
February 2021 - January 2022 · 11 mos
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
May 2017 - January 2018 · 8 mos
Bb&t Investment Services, INC.Broker
March 2017 - January 2018 · 10 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.