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Neil Kaplan

Simplyria Advisor Network
9 Years of Experience
Germantown, MD
Sells Insurance
View SEC Summary
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Neil Kaplan is a registered investment advisor at Simplyria Advisor Network, based in Germantown, MD, with 9 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 7 more. Their firm serves 602 clients with $210M in assets under management.

Simplyria Advisor Network
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
602 clients
Average Client Portfolio
$357K average
Assets Under Management
$214.9M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$300
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Advisory fees are negotiable and will not exceed 3.00% annually. A minimum annual fee of $300 per account may apply. Certain accounts may also incur a $35 annual technology fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Germantown, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Neil is the owner and agent of KIS Financial, LLC, a business focused on college funding solutions and insurance products, since 2006. He spends about 10-20% of his time on insurance sales and marketing, with half of that time occurring during securities trading hours.

Employment History
Current Registrations
Simplyria Advisor Network
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Guardian Pointe Private Wealth Management, LLC
May 2017 - December 2022 · 5 yrs 7 mos
State Registrations1 state
MD
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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