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Andrew Ruud

8 Years of Experience
Louisville, KY
1 DisclosureBroker

Andrew Ruud is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Louisville, KY, with 8 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1040 E Main St, Louisville, KY, 40206

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2021
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2022 - Present · 4 yrs 5 mos
Raymond James Financial Services, INC.Broker
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
U.S. Bancorp Investments, INC.
February 2018 - August 2021 · 3 yrs 6 mos
U.S. Bancorp Investments, INC.Broker
March 2017 - August 2021 · 4 yrs 5 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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