Joshua Harter is a registered investment advisor at SL Capital, based in Scottsdale, AZ, with 7 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 168 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee payment arrangements can be negotiated on a case-by-case basis.
Fee Estimator
Location
20707 N Pima Rd, Ste 205, Scottsdale, AZ, 85255
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joshua works as an Investment Advisor Representative (IAR) for both SL Capital and Foundations Investment Advisors. He dedicates about half his time to each role, with all hours occurring during securities trading hours.
Employment History
Current Registrations
SL Capital
Previous Registrations
Foundations Investment Advisors LLC
First Financial Equity Corporation
State Registrations1 state
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