KP
KP

Kenneth Pickett

8 Years of Experience
Florham Park, NJ
Broker

Kenneth Pickett is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Florham Park, NJ, with 8 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

500 Campus Dr Ste 300, Florham Park, NJ, 07932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2021 - Present · 4 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
E*trade Capital Management, LLC
May 2020 - June 2021 · 1 yr 1 mo
E*trade Securities LLCBroker
May 2020 - June 2021 · 1 yr 1 mo
AXA Advisors, LLC
April 2019 - May 2020 · 1 yr 1 mo
AXA Advisors, LLCBroker
August 2017 - May 2020 · 2 yrs 9 mos
State Registrations1 state
NJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Pickett - Financial Advisor | TrueAdvisor