Mikayla Bates is a registered investment advisor at LPL Enterprise, LLC, based in Baton Rouge, LA, with 5 years of industry experience. Mikayla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
3054 Monterrey Drive, Baton Rouge, LA, 70814
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mikayla operates Chosen Financial as a DBA with Prudential, which is also her DBA for LPL business, dedicating a significant amount of time to it. She also serves as a non-profit board member for The North Baton Rouge Chamber of Commerce and spreads the gospel as a speaker for The Chosen Generation.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Sigma Financial CorporationBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations12 states
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